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SB 96 Oregon Senate · 2017 Regular Session

Relating to conditions of licensure for persons dealing in securities.

Summary
Requires broker-dealers and state investment advisers to maintain errors and omissions insurance policy in amount of at least $1 million as condition of state licensure. Becomes operative on July 31, 2018.
Bill status signed all 4 stages cleared
Introduction
Jan 2017
Committee Review
May 2017
Senate Passage
Mar 2017
Signed into Law
Jun 2017
Introduced Jan 9, 2017 Signed Jun 14, 2017
Floor votes

How they voted

This bill passed the Senate by voice vote (no roll call recorded).
Full legislative history

Actions timeline

Total actions
30
Key actions
8
Committee
5
Jun 14, 2017
Signed into law
Governor signed.
legislature
Jun 7, 2017
Legislature · Passed
Speaker signed.
legislature
Jun 6, 2017
Legislature · Passed
President signed.
legislature
Jun 1, 2017
Legislature · Passed
Third reading. Carried by Evans. Passed.
legislature
May 11, 2017
Legislature · Passed
Recommendation: Do pass.
legislature
Mar 13, 2017
Committee
Referred to Business and Labor.
legislature
Mar 13, 2017
Introduced
First reading. Referred to Speaker's desk.
legislature
Mar 9, 2017
Legislature · Passed
Third reading. Carried by Dembrow. Passed.
legislature
Mar 8, 2017
Legislature · Passed
Recommendation: Do pass the A-Eng. bill.
legislature
Feb 20, 2017
Legislature · Passed
Recommendation: Do pass with amendments and be referred to Judiciary by prior reference. (Printed A-Eng.)
legislature
Jan 17, 2017
Committee
Referred to Business and Transportation, then Judiciary.
legislature
Jan 9, 2017
Introduced
Introduction and first reading. Referred to President's desk.
legislature
0 primary · 0 co-sponsors

Sponsors

No sponsor information available.