Relating to the definition of broker-dealer, registration by coordination, federal covered securities, and qualifications of registered agents.
Bill status
signed
all 5 stages cleared
Introduction
Jan 2021
Committee Review
Feb 2021
House Passage
Jan 2021
Senate Passage
Mar 2021
Signed into Law
Mar 2021
Introduced Jan 5, 2021
Signed Mar 9, 2021
Floor votes
How they voted
This bill passed the Senate. No roll call record of that vote is available.
Full legislative history
Actions timeline
Total actions
15
Key actions
7
Committee
4
Mar 11, 2021
Introduced
Filed with Secretary Of State 03/09
legislature
Mar 9, 2021
Signed into law
Signed by Governor 03/09
executive
Mar 3, 2021
Upper · Passed
Second reading, passed, yeas 46 nays 0
upper
Feb 22, 2021
Upper · Passed
Reported back, do pass, place on calendar 6 0 0
upper
Feb 17, 2021
Upper · Passed
Committee Hearing 09:45
upper
Feb 2, 2021
Introduced
Introduced, first reading, referred Industry, Business and Labor Committee
upper
Jan 8, 2021
Lower · Passed
Second reading, passed, yeas 89 nays 0
lower
Jan 8, 2021
Lower · Passed
Reported back, do pass, place on calendar 14 0 0
lower
Jan 6, 2021
Lower · Passed
Committee Hearing 02:00
lower
Jan 5, 2021
Introduced
Introduced, first reading, referred Industry, Business and Labor Committee
lower
0 primary · 0 co-sponsors
Sponsors
No sponsor information available.
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